THE STATE OF SOUTH CAROLINA
In The Supreme Court
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State of South Carolina, ex rel., Charlie Condon, Attorney General, Plaintiff,
James H. Hodges, Governor, State of South Carolina; James A. Lander, Comptroller General and Grady L. Patterson, Jr., State Treasurer, and Glenn F. McConnell, President Pro Tempore of the South Carolina Senate, Hugh K. Leatherman, Sr., Chairman of the Finance Committee of the South Carolina Senate, David H. Wilkins, Speaker of the South Carolina House of Representatives and Robert W. Harrell, Jr., Chairman of the Ways and Means Committee of the South Carolina House of Representatives, Defendants,
Intervenors.
IN THE ORIGINAL JURISDICTION
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Opinion No. 25451
Heard February 21, 2002 - Filed April 18, 2002
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Attorney General Charles M. Condon, Deputy Attorney General Treva Ashworth, Assistant Deputy Attorney General Robert D. Cook, and Assistant Deputy Attorney General J. Emory Smith, Jr., all of Columbia, for plaintiff.
Dwight F. Drake and C. Mitchell Brown, both of Nelson, Mullins, Riley & Scarborough, of Columbia, and Stephen P. Bates, Chief Legal Counsel to the Governor, of Columbia, for defendants.
H. Pierce McNair, Jr., and Helen Ann S. Thrower, both of Columbia, for Intervenor South Carolina House of Representatives.
Michael R. Hitchcock and Geoffrey R. Penland, both of Columbia, for Intervenor South Carolina Senate.
James E. Smith, Jr., of Smith, Ellis & Stuckey, of Columbia, for Amici Curiae Douglas Jennings, Jr., John L. Scott, Jr., J. Anne Parks, Vida O. Miller, Walton J. McLeod, Herb Kirsh and Mack T. Hines, Officers for and of the House Democratic Caucus.
JUSTICE MOORE: We accepted this matter in our original jurisdiction to determine whether the Attorney General has the authority to bring an action against the Governor, whether a separation of powers violation has occurred, and whether the Governor is required to return a balanced budget to the General Assembly.
FACTS
This action was commenced by the plaintiff (hereinafter referred to as the Attorney General). Thereafter, a request to intervene by certain Senators and Representatives of the General Assembly was granted. An amicus curiae brief on behalf of the Officers of the House Democratic Caucus was permitted to be filed.
The General Assembly passed Act 66, R.147, H.3687, the 2001 General Appropriations Act (Appropriations Act), on June 21, 2001. The General Assembly provided for base-line reductions to the recurring budgets of the State's colleges and universities. In Part 1B, Proviso 72.109 of the Appropriations Act, the General Assembly ordered the State Treasurer to transfer $38,500,000 from the Extended Care Maintenance Fund (Barnwell Fund), (1) in varying amounts, to the colleges and universities. The General Assembly's appropriation from the Barnwell Fund reduced the impact of the base-line reductions on the various colleges and universities.
On June 27, 2001, the Governor delivered his veto message regarding the Appropriations Act. This message contained vetoes of the specific base-line reductions to the recurring budgets of each of the state colleges and universities. (2) The budgets of the colleges and universities were thus returned to their prior year funding level. The effect of the vetoes was to create new expenditures in the approximate amount of $88,000,000. Despite the reduction in spending through other vetoes, the expenditures established by the Governor's vetoes of the base-line reductions to the schools' recurring budgets left the state budget approximately $23,000,000 out of balance.
To remedy this imbalance, the Governor included a statement in his veto message indicating that certain colleges and universities had agreed to return a total of $28,500,000 in funds appropriated pursuant to Proviso 72.109 of the Appropriations Act. (3) The statement reads:
Since I have vetoed the base budget reductions to higher education, the supplemental appropriations contained in Proviso 72.109 are not necessary to reduce the cuts. These appropriations, however, must be reduced in order to balance the state budget. I have not vetoed these items because the colleges and universities have agreed to return these amounts to the general fund to accomplish this purpose.
Proviso 72.109 was not vetoed by the Governor for the above stated reason. (4)
On June 28, 2001, the South Carolina House of Representatives sustained the Governor's vetoes to the base-line reductions to the budgets of the colleges and universities. The provisions of the Appropriations Act became law, including Proviso 72.109. Pursuant to Proviso 72.109, money was transferred from the Barnwell Fund to the colleges and universities on July 2, 2001. However, previously on June 26th, defendants, through the Commission on Higher Education, had requested the return of the Barnwell funds. Accordingly, on July 2, 2001, a transfer of $28,500,000 was made from the accounts of the colleges and universities to the General Fund in an account in the Governor's office.
ISSUES
I. Whether the Attorney General has authority to bring suit against the governor?
II. Whether a separation of powers violation has occurred?
III. Whether the Governor is required to send a balanced budget to the General Assembly?
ISSUE I
Defendants argue the Attorney General is violating the South Carolina Constitution and the South Carolina Code by suing the Governor in his official capacity.S.C. Const. Art. IV, § 15, provides:
The Governor shall take care that the laws be faithfully executed. To this end, the Attorney General shall assist and represent the Governor, but such power shall not be construed to authorize any action or proceeding against the General Assembly or the Supreme Court.
(Emphasis added).
The Attorney General argues the only restriction imposed by Art. IV, § 15, is
that the Attorney General cannot bring suit against the General Assembly and the
Supreme Court. He claims had a restriction been intended for suits against the
Governor, such a restriction would have been included in the section. He cites
to Hodges v. Rainey, 341 S.C.
79, 533 S.E.2d 578 (2000), for the proposition, "expressio unius est
exclusio alterius" or "inclusio unius est exclusio alterius,"
i.e., "to express or include one thing implies the exclusion of
another, or of the alternative." The Attorney General misconstrues the
constitutional provision. There is no reason for the provision to mention suits
against the Governor because it is concerned with the Attorney General,
through his assistance and representation of the Governor, bringing
actions on the Governor's behalf, against the other branches of
government. In any event, there are other authorities which lead to the
conclusion that the Attorney General is not prohibited from bringing an action
against the Governor.
The General Assembly has elaborated on the Attorney General's duties in several statutes. First, pursuant to S.C. Code Ann. § 1-7-40 (Supp. 2001), the Attorney General must appear for the State in the Supreme Court and the court of appeals in the trial and argument of all causes, criminal and civil, in which the State is a party or interested, and in these causes in any other court or tribunal when required by the Governor or either branch of the General Assembly.
The State is an interested party in this action. The way in which public
funds are handled and whether a violation of the separation of powers doctrine
has occurred are clearly questions in which the State has an interest. By
bringing the action against the Governor, the Attorney General is simply doing
what the statute allows, which is to appear for the State before the Supreme
Court in the trial and argument of a cause in which the State is
interested.
The General Assembly has also provided that the Attorney General, upon
written request of a State officer has a duty to appear and defend that officer
when the officer is being prosecuted in a civil or criminal action, or other
special proceeding, due to an act done or omitted in good faith in the course of
employment. S.C. Code Ann. § 1-7-50 (1986). (5) The
Attorney General also must "give his opinion upon questions of law submitted to
him by either branch" of the General Assembly or by the Governor. S.C. Code Ann.
§ 1-7-90 (1986).
There is no provision in the South Carolina Code or Constitution that
explicitly prevents the Attorney General from bringing a civil action against
the Governor. Further,
"[a]s the chief law officer of the State, [the Attorney General] may, in the absence of some express legislative restriction to the contrary, exercise all such power and authority as public interests may from time to time require, and may institute, conduct and maintain all such suits and proceedings as he deems necessary for the enforcement of the laws of the State, the preservation of order, and the protection of public rights."
State ex rel. Daniel v. Broad River Power Co., 157 S.C. 1, 68, 153 S.E. 537, 560 (1929), aff'd 282 U.S. 187, 51 S.Ct. 94, 75 L.Ed.2d. 287 (1930) (citation omitted and italics added by Daniel court). Cf. State v. Beach Co., 271 S.C. 425, 248 S.E.2d 115 (1978) (while Attorney General has broad statutory authority, and arguably common law authority, to institute actions involving welfare of State, that authority is not unlimited).
The Attorney General has a dual role. He is an attorney for the Governor and
he is an attorney for vindicating wrongs against the collective citizens of the
State. See Porcher v.
Cappelmann, 187 S.C. 491, 198 S.E. 8 (1938) (Attorney General represents
sovereign power and general public). Allowing the Attorney General to bring an
action against the Governor when there is the possibility the Governor is acting
illegally is consistent with the duties of this dual role. Further, because the
office of attorney general exists to properly ensure the administration of the
laws of this State, the Attorney General is merely ensuring that Proviso 72.109
is being administered the way in which the General Assembly intended.
See Langford v. McLeod,
269 S.C. 466, 238 S.E.2d 161 (1977) (office of attorney general exists to
properly ensure administration of laws of this State).
The above precepts lead to the conclusion that the Attorney General can and should bring an action against the Governor if there is the possibility the Governor is acting improperly. (6)
We note that, previously, the Attorney General has sued the Governor in the
Governor's capacity as Chairman of the State Budget and Control Board.
See State ex rel. McLeod v.
Riley, 276 S.C. 323, 278 S.E.2d 612 (1981), overruled on other
grounds by WDW Properties v. City
of Sumter, 342 S.C. 6, 535 S.E.2d 631 (2000) (action to determine
constitutionality of certain bond authorizations); State ex rel. McLeod v. Edwards, 269
S.C. 75, 236 S.E.2d 406 (1977) (action attacking constitutionality of
legislation which created State Budget and Control Board). See also
State ex rel. McLeod v. Martin,
274 S.C. 106, 262 S.E.2d 404 (1980) (action brought by Attorney General and
Governor challenging legislation creating Court of Appeals). However, the
Attorney General's authority to sue the Governor was not raised and remains a
novel issue in this State. Subsequently, in State ex rel McLeod v. McInnis, 278
S.C. 307, 295 S.E.2d 633 (1982), the Court noted that the Attorney General's
right to bring the action involved in Martin and Edwards was not directly attacked. The
McInnis court stated, however,
that
[t]he Attorney General, by bringing this action in the name of the State, speaks for all of its citizens and may, on their behalf, bring to the Court's attention for adjudication charges that there is an infringement in the separation-of-powers area. (7)
From this language and the fact there is no statutory or constitutional prohibition against the Attorney General suing the Governor, we find the Attorney General has the authority to sue the Governor when he is bringing the action in the name of the State for the purpose of asserting that a separation of powers violation has occurred. Moreover, as stated previously, the Attorney General can bring an action against the Governor when it is necessary for the enforcement of the laws of the State, the preservation of order, and the protection of public rights.
Defendants query whether the Attorney General's action of bringing suit against the Governor violates the Rules of Professional Responsibility. Defendants state the Attorney General and the Governor have an attorney-client relationship, and that the Attorney General has violated Rule 1.7(a) of Rule 407 of the Rules of Professional Responsibility, which states "[a] lawyer shall not represent a client if the representation of that client will be directly adverse to another client, unless: . . . (2) Each client consents after consultation."
Defendants contend if the Governor had requested the Attorney General
represent him in this matter, the Attorney General would be required to do so.
See S.C. Code Ann. § 1-7-50. In that event, the Attorney General would
be on both sides of the action which Defendants assert is impermissible.
Defendants also assert that because the Attorney General is currently
representing the Governor in other legal matters, the Attorney General cannot
ethically bring the instant action against the Governor.
We have previously found that an analogous situation did not create a
conflict of interest. Cf. Langford v. McLeod, supra
(original proceeding brought for declaratory judgment as to status,
responsibility, and duty of Attorney General in representing municipal employees
in civil actions; Court held Attorney General may represent public officials in
civil suits as well as criminal ones without being subject to imposition of
conflicting or unethical duties); State
ex rel. McLeod v. Snipes, 266 S.C. 415, 223 S.E.2d 853 (1976) (Attorney
General sought declaratory judgment that statute requiring him to represent
officers of State in criminal proceedings was in conflict with constitutional
provision designating Attorney General as chief prosecutor of State; Court held
no conflict of interest arose from two duties of Attorney General as he could
appoint members of his staff or solicitors or assistant solicitors to
participate in prosecution and defense).
Furthermore, the Attorney General, as noted above, has a dual role of serving the sovereign of the State and the general public. Thus, the Attorney General is not violating the ethical rule against conflicts of interest by bringing an action against the Governor.
While the Attorney General is required by the Constitution to "assist and represent" the Governor, the Attorney General also has other duties given to him by the General Assembly, and elaborated on by the Court, which indicate the Attorney General can bring an action against the Governor. (8)
Accordingly, we find the Attorney General is not prohibited from bringing an
action against the Governor.
ISSUE II
At issue is whether the combined actions of members of the executive branch violated the separation of powers doctrine by having funds that the General Assembly had specifically appropriated to the schools returned to the General Fund. (9)
Initially, we note because Proviso 72.109 was not vetoed by the Governor, the
proviso became law. See S.C. Const. Art. IV, § 21 (if Governor shall
not approve any one or more of items or sections contained in appropriation
bill, but shall approve of residue thereof, residue shall become law in like
manner as if Governor had signed it). While the Governor indicated in his veto
message he was not vetoing Proviso 72.109 because the schools had agreed to
return the appropriated amounts to the general fund, the veto message does not
have the effect of law. Drummond v.
Beasley, 331 S.C. 559, 503 S.E.2d 455 (1998) (governor's veto message
does not have force of law because it is not a legislative act or an Executive
Order).
S.C. Const. Art. I, § 8, provides:
In the government of this State, the legislative, executive, and judicial
powers of the government shall be forever separate and distinct from each other,
and no person or persons exercising the functions of one of said departments
shall assume or discharge the duties of any other.
As stated by the Court in State ex
rel. McLeod v. McInnis:
One of the prime reasons for separation of powers is the desirability of spreading out the authority for the operation of the government. It prevents the concentration of power in the hands of too few, and provides a system of checks and balances. The legislative department makes the laws; the executive department carries the laws into effect; and the judicial department interprets and declares the laws.278 S.C. 307, 312, 295 S.E.2d 633, 636 (1982).
The General Assembly, as part of its law-making responsibilities, has the duty and authority to appropriate money as necessary for the operation of the agencies of government and has the right to specify the conditions under which the appropriated monies shall be spent. This the Assembly traditionally does by way of the annual State Appropriations Bill.
Id. at 313-314, 295 S.E.2d at 637. See also Gilstrap v. South Carolina Budget and Control Bd., 310 S.C. 210, 423 S.E.2d 101 (1992) (appropriation of public funds is a legislative function); Clarke v. South Carolina Pub. Serv. Auth., 177 S.C. 427, 181 S.E. 481 (1935) (General Assembly has full authority to make such appropriations as it deems wise in absence of any specific constitutional prohibition against such appropriation).
Accordingly, the General Assembly properly appropriated money from the
Barnwell Fund to the colleges and universities through Proviso 72.109. The
question is whether the concerted efforts of members of the executive branch
encroached upon this power by having appropriated funds transferred from the
schools to the General Fund. We conclude the General Assembly's power has been
encroached upon.
One of the Governor's duties, as chairman of the State Budget and Control
Board, is to submit a recommended state budget to the General Assembly.
See S.C. Code Ann. § 1-11-10 (Supp. 2001) (Governor is chairman of
State Budget and Control Board); S.C. Code Ann. § 11-11-15 (Supp. 2001)
(functions of State Budget and Control Board in preparation and submission to
General Assembly of recommended state budget are devolved upon Governor).
The Governor has the ability, after the General Assembly has passed an
appropriation act, of vetoing items or sections contained within the act. S.C.
Const. Art. IV, § 21. If he vetoes any items or sections, the General Assembly,
within each house, has the ability to override the Governor's vetoes by having
the requisite number of votes to do so. Id.
However, there is no provision in the South Carolina Code or Constitution
which provides that the members of the executive branch have the ability to
transfer funds from those to whom the General Assembly has appropriated
money. In fact, there is clear legislative intent that the ability to
transfer appropriated money will lie only with the General Assembly.
See S.C. Code Ann. § 11-9-10 (1986) ("It shall be unlawful for any
moneys to be expended for any purpose or activity except that for which it is
specifically appropriated, and no transfer from one appropriation account to
another shall be made unless such transfer be provided for in the annual
appropriation act.") (emphasis added); S.C. Code Ann. § 11-9-20(A) (Supp.
2001) ("It is unlawful for an officer, clerk, or other person charged
with disbursements of state funds appropriated by the General Assembly to exceed
the amounts and purposes stated in the appropriations, or to change or shift
appropriations from one item to another. Transfers may be authorized by
the General Assembly in the annual appropriation act for the State.")
(emphasis added).
Furthermore, the General Assembly cannot delegate this legislative power even
if it so desired. See Gilstrap
v. South Carolina Budget and Control Bd., supra (General
Assembly may not delegate its power to make laws); State ex rel McLeod v. McInnis,
supra (General Assembly's attempt to delegate to Joint Appropriations
Review Committee power to control expenditure of state and federal funds was
found to violate separation of powers because committee was permitted to control
expenditures by administration rather than by legislation); Bauer v. South Carolina State Housing
Auth., 271 S.C. 219, 246 S.E.2d 869 (1978) (non-delegation doctrine is
based on the constitutional requirement that branches of government be forever
separate and distinct from each other).
Therefore, the authority to transfer appropriated money lies with the General
Assembly and not the executive branch. (10)
Because Proviso 72.109 was not vetoed, the Governor and other members of the
executive branch were required to faithfully execute that proviso. S.C. Const.
Art. IV, § 14 (Governor shall take care that the laws be faithfully executed).
Instead, the proviso was undermined by the combined actions of certain members
of the executive branch by transferring funds that had been appropriated to the
schools to the General Fund.
We emphasize that the Governor's simple request to the schools that they
return the appropriated funds does not in and of itself violate the separation
of powers doctrine. However, given the concerted effort of the Governor, the
Comptroller General, and the State Treasurer to transfer the appropriated funds
to the General Fund, we find the actions of the executive branch have resulted
in a separation of powers violation.
(11)
ISSUE III
At issue is whether the Governor has a responsibility either to sign into law
a balanced budget passed by the General Assembly or exercise his veto authority
in a manner that maintains a balanced budget.
S.C. Const. Art. X, § 7(a), provides: "The General Assembly shall provide by law for a budget process to insure that annual expenditures of state government may not exceed annual state revenue." Therefore, the General Assembly is constitutionally required to ensure that the budget process results in a balanced budget. However, there is no provision in the South Carolina Code or Constitution which states the Governor is required to return a balanced budget to the General Assembly. There is also no requirement that the Governor exercise his veto power in a manner that will ensure a balanced budget. See, e.g., S.C. Const. Art. III, § 36; S.C. Const. Art. IV, § 21; S.C. Const. Art. X, § 7.
Accordingly, we find the Governor is not required to return a balanced budget
to the General Assembly.
CONCLUSION
We conclude the Attorney General is not prohibited by the South Carolina
Constitution or Code from bringing a legal action against the Governor. Further,
we find that the executive branch's actions have resulted in a separation of
powers violation. Finally, we find the Governor is not required by the South
Carolina Code or Constitution to return a balanced budget to the General
Assembly.
TOAL, C.J., and WALLER, J., concur. BURNETT, J., concurring in a separate opinion. PLEICONES, J., concurring in a separate opinion.
JUSTICE BURNETT: (Concurring) I concur with the conclusions
reached by the majority opinion. I write separately because the majority bases
the separation of powers violation on the "concerted efforts" of members of the
executive branch. It is not disputed the events culminating in this
constitutional violation were precipitated by a "request" from the
Governor.
South Carolina Constitution Article I, § 8, provides:
In the government of this State, the legislative, executive, and judicial powers of the government shall be forever separate and distinct from each other, and no person or persons exercising the functions of one of said departments shall assume or discharge the duties of any other.
The separation of powers mandate is followed by the delineation of powers,
authority and functions of each branch of government. Article III, § 1 provides
the legislative power of this State shall be vested in ... the "General Assembly
of the State of South Carolina."
The majority explains the General Assembly has "the duty and authority to
appropriate money as necessary for the operation of the agencies of government
and has the right to specify the conditions under which the appropriated monies
shall be spent. This the Assembly traditionally does by way of the annual State
Appropriations Bill." State ex
rel. McLeod v. McInnis, 278 S.C. 312, 313-14, 295 S.E.2d 633, 637
(1982).
Upon passage of an appropriations bill, the authority of the Governor extends
to approving or vetoing items or sections of the bill. S.C. Const. art. IV, §
21. The majority acknowledges South Carolina Code Ann. § 11-9-10 (1986)
prohibits the expenditure of any monies for any purpose other than that for
which the monies were appropriated and "no transfer from one appropriation
account to another shall be made unless such transfer be provided for in the
annual appropriation act." No authority to transfer the colleges and
universities' funds was authorized in the 2001-2002 Appropriation Act.
Through Article IV, § 1, the "supreme executive authority" of South Carolina
is vested in the "Chief Magistrate," the "Governor of the State of South
Carolina." A "simple request" from "the supreme executive authority" of South
Carolina issued to an agency with the purpose of effecting changes in the
appropriations act violates Article I, § 8. The "request" of the Governor is
inconsistent with the "right and duty of the legislature to determine the
appropriations of agencies and the programs undertaken." State ex rel. McLeod v.
McInnis, supra 278 S.C. at 314, 295 S.E.2d at 637.
The majority's conclusion of a separation of powers violation appears to rest on the "concerted efforts" of members of the executive branch. Although this conclusion is correct, in my view, it is not merely the "concerted effort" of members of the executive branch which effects the violation of Article I, § 8, but it is the act of any member of the executive branch which effects an infringement of the legislative authority and duty to appropriate money. Id.
JUSTICE
PLEICONES: I agree with the majority that the transfer of funds from
the colleges and universities to the state treasurer contravened the budget
process. I also agree that the governor is not required to exercise his veto
power to effectuate a balanced budget. I write separately because I would pursue
a different path in arriving at this result.
I have grave reservations
regarding the majority's decision which allows the attorney general to sue the
governor, especially where the issue is whether one branch of government has
encroached on the powers of another branch. The attorney general is the
governor's legal representative, and the office of attorney general is part of
the executive branch of government. See S.C. Code Ann. § 1-1-110 (Supp.
2001) (office of attorney general is part of the executive department).
Here, the governor maintains that
he has faithfully executed (12) the
laws of the state. I do not believe the framers of our state constitution
intended to make the attorney general the arbiter of whether his client, the
governor, is or is not faithfully executing the law.
This case presents a separation of
powers question and should be viewed only in that context. The branch of
government aggrieved by the transfer of funds, the General Assembly, is a party
to this suit, and is ably represented by its own counsel. In my opinion the
Court need not address whether the attorney general may, consonant with the
state constitution, ever bring suit against the governor. No one disputes that
the General Assembly has the authority to maintain this action. The General
Assembly is properly before this Court, and raises the same issues as the
attorney general. I would not decide the constitutional issue of the attorney
general's authority to initiate an action against the governor because that
decision is not necessary to the determination of this dispute.
(13)
As to the governor's personal
involvement in the transfers, the undisputed facts establish that the governor
merely requested the colleges and universities return certain funds to the
general fund. The schools complied with the request. The governor neither
transferred funds, nor ordered any entity to transfer funds. Cf. Drummond v. Beasley, 331 S.C. 559, 503
S.E.2d 455 (1998) (governor's veto message does not have force of law). In my
opinion the governor, like the attorney general, should be dismissed from this
action.
1. S.C. Code Ann. § 13-7-10 (11), which is part of the
Atomic Energy and Radiation Control Act, provides: "Extended care maintenance fund" means the "escrow fund for
perpetual care" that is used for custodial, surveillance, and maintenance costs
during the period of institutional control and any post-closure observation
period specified by the Department of Health and Environmental Control, and for
activities associated with the closure of the site . . . (Supp. 2001).
2. The legality of the Governor's vetoes is not being
challenged.
3. The Governor did not request any transfer of money in the
case where funds had been specifically designated by the General Assembly to be
spent for a certain purpose by a college or university.
4. Due to the Governor's veto message, the net result in
educational and general operating funding to higher education is that, rather
than the schools facing a $38.6 million reduction in operating funds, the
schools would share in about a $1.9 million overall increase in operating funds
over the previous year's funding level. Also, as a result of the Governor's
actions, all higher education operating funds would be in recurring dollars.
5. Defendants argue the Attorney General's action of suing
the Governor is invalid because the Governor made a written request that the
Attorney General dismiss the suit. However, the Governor never requested that
the Attorney General represent him in this matter; therefore, the Attorney
General has not violated section 1-7-50.
6. We agree with the conclusion stated in the concurring
opinion that the framers of our state constitution did not intend to make the
Attorney General the "arbiter" of whether the Governor is faithfully executing
the laws. The Attorney General cannot be the arbiter because that is, in fact,
the duty of this Court. However, contrary to the belief stated in the concurring
opinion, we conclude the Attorney General can and should bring to our attention
alleged violations of the separation of powers doctrine.
7. In McInnis, the Attorney General brought
an action against the Joint Appropriation Review Committee, claiming the statute
providing for the creation of that committee was unconstitutional because it
violated the separation of powers doctrine.
8. See, e.g., Com. ex rel. Cowan v. Wilkinson, 828
S.W.2d 610 (Ken. 1992) (Attorney General brought action seeking to enjoin
governor from being sworn in and acting as member of state university board of
trustees pursuant to executive order by which Governor appointed himself to that
position; court held Attorney General's motion did not meet requirements of
extraordinary remedy for injunctive relief.); In re Com. ex rel. Beshear, 672 S.W.2d
675 (Ken. Ct. App. 1984) (Attorney General, in official capacity and acting on
behalf of state's citizens, applied for temporary restraining order and
permanent injunction concerning charging of admission to members of public
wishing to view publicly furnished private quarters of executive mansion; court
held that Governor has discretion to permit nonprofit organization to conduct
tours of private quarters of mansion for general public in exchange for monetary
fee); Fordice v. Bryan, 651
So.2d 998 (Miss. 1995) (Attorney General had standing in his official capacity
to intervene, on behalf of State, in suit seeking declaratory judgment that
governor's partial vetoes of 29 legislative bills were unconstitutional); State ex rel. Douglas v. Thone, 286
N.W.2d 249 (Neb. 1979) (Attorney General brought action against Governor to
enjoin implementation of statute which authorized plan for development of
alcohol plants and facilities in Nebraska); McGraw v. Caperton, 446 S.E.2d 921
(W.Va. 1994) (Attorney General brought declaratory judgment action against
Governor seeking determination of his rights and responsibilities under statute
requiring him to approve state contracts and ruling as to constitutionality and
validity of computer contracts which were basis for computer education program;
held Attorney General could not bring declaratory judgment action in official
capacity because he was not a "person" for purpose of maintaining declaratory
judgment action). While none of the above cases raised the issue of whether an Attorney General
has the power to bring an action against the Governor, we cite them for the
proposition that the Attorney General has not been prohibited from bringing an
action against the Governor in those jurisdictions.
9. Defendants argue a justiciable controversy is not
presented because the schools "voluntarily remitted funds and the Defendant
Treasurer and Comptroller General did nothing but place those funds, as
requested in writing by the [schools], into the general fund where they cannot
be spent and are under the control of the General Assembly." This issue involves
a real and not a hypothetical question. The funds were requested to be returned
to the General Fund and they were so returned. The question whether that action
was valid remains a viable one.
10. See also Rios v. Symington, 833 P.2d 20 (Ariz.
1992) (governor, in veto message to legislature, instructed various state
agencies to revert specified sums of money to general fund for purpose of
bringing total budget into balance; court held governor had exceeded his power);
Colorado General Assembly v.
Lamm, 700 P.2d 508 (Colo. 1985) (executive branch's action of
transferring appropriated funds from particular executive departments to others
impermissibly infringed upon General Assembly's plenary power of appropriation;
also noting challenged transfers dramatically altered objectives which General
Assembly had determined were to be achieved through use of state funds); County of Cook v. Ogilvie, 280 N.E.2d
224 (Ill. 1972) (statute providing that State Department of Public Aid, with
consent of governor, may reapportion amounts appropriated under Public Aid Code
among several subdivisions of public aid as need arises was an unconstitutional
delegation of legislative power to executive branch).
11. The State further argues the Governor has violated S.C.
Code Ann. § 11-9-10 (1986), which provides that "no transfer from one
appropriation account to another shall be made unless such transfer be provided
for in the annual appropriation act." Defendants argue section 11-9-10 was not
violated because the returned funds were not placed in an appropriation account
but, rather, were placed in a revenue account. Regardless of this fact, the
statute has been violated. From a reading of section 11-9-10 and from S.C. Code Ann. § 11-9-20(a), which
provides that it is unlawful for one "charged with disbursements of state funds
appropriated by the General Assembly . . . to change or shift appropriations
from one item to another," and which provides that "[t]ransfers may be
authorized by the General Assembly in annual appropriation act . . .," there is
clear legislative intent to ensure that appropriated funds are not expended for
any other purpose other than for which the funds were appropriated.
12. The state constitution provides that "[t]he Governor
shall take care that the laws be faithfully executed. . . ." S.C. Const. art.
IV, § 15.
13. See
State v. Owens, 346 S.C. 637,
552 S.E.2d 727 (2001).